The Deen's ListTM
A service of Deen Capital Management, Inc. (
Our goal: Outperform the S&P 500 in both up markets and down.
Our result: +42.7% for the 60 months ending September 9, 2016 (vs. +103.8% for the S&P)
For complete performance data, click here
Vol.14 #200 Monday, September 12, 2016 3:37PM EDT

Please read carefully our disclaimers at the end of this newsletter.

Market Stance: BEARISH (since September 9, 2016)


Typical Client Performance
Bought SPDR S&P 500 ETF (SPY)
Typical Client Portfolio
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Typical Client Performance

Deen Capital S&P 500
Year-to-date as of September 9, 2016 +7.8% * +5.6%
12 months (Sep 9, 2015 to Sep 9, 2016) +7.3% * +11.9%
24 months (Sep 9, 2014 to Sep 9, 2016) +6.1% * +11.4%
36 months (Sep 9, 2013 to Sep 9, 2016) +17.0% * +35.0%
48 months (Sep 9, 2012 to Sep 9, 2016) +30.7% * +60.2%
60 months (Sep 9, 2011 to Sep 9, 2016) +42.7% * +103.8%

* An average of managed accounts, net after all commissions and fees.

Click here for more performance data.

Click here for information on managed accounts.

Bought SPDR S&P 500 ETF (SPY)

Initial percent of portfolio (approx.)72.5%
Net buy price in managed accounts*$216.49
Most recent close (Sep 09)$213.28
Net change (based on net buy price)+3.21
Today's volume as of 3:37pm EDT137.2 million ($29.7 billion)
Average daily volume78.7 million ($17.0 billion)
This year's earnings-per-sharen/a
Next year's earnings-per-sharen/a
P/E using next year's earningsn/a
Earnings growth rate, next 5 yearsn/a
Corporate Headquartersn/a
Web siten/a

* Buy prices shown are net after commissions and fees.

Today, Monday, September 12, 2016, I bought SPY, for both client and my personal accounts.

Stocks were down in early trading, then staged a bullish reversal.

I am moving most of our cash into SPY, a proxy for the S&P 500.

I am concerned about the risk of underperforming.

The primary risk I am concerned about is the risk of underperforming, of losing more than the market in a falling market, or gaining less than the market in a rising market. In this sense, the sense I care about, SPY is a riskless investment. It does not underperform.

-KD, Monday, September 12, 2016

Typical Client Portfolio

Company Name Stock
% of
SPDR S&P 500 ETF SPY 09/12/16 $216.49 $216.29 0.0 72.3% -0.1%
Calavo Growers Inc. CVGW 09/08/16 $69.48 $67.83 0.6 9.2% -2.4%
PCM, Inc. PCMI 09/07/16 $17.75 $17.00 0.7 9.0% -4.2%
Cash 9.5%  
Total 100%  

* Buy prices shown are net after commissions.

** Current prices are at least 20 minutes old.

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Welcome to The Deen's ListTM, an e-mail stock newsletter from Deen Capital Management, Inc.

My intention is to inform you as quickly as is practical regarding my stock market moves.

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Privacy Policy

Your personal information, including your e-mail address, will be held in strict confidence by Deen Capital Management, Inc. We will not share it with or sell it to others.


All stocks discussed in The Deen's ListTM involve a high degree of risk. It should not be assumed that any stock discussed in The Deen's ListTM or purchased by Deen Capital Management, Inc. will be profitable.

Past performance is not necessarily indicative of future results.

The information contained herein has been compiled from sources deemed to be reliable; however, we are not responsible for its accuracy or completeness.

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The Deen's List
PO Box 30925
Santa Barbara, CA 93130
(800) 353-4990

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